There are some Americans with Disabilities Act (ADA) requirements that apply to ALL transit agencies, regardless of the type of service they provide. These common requirements are described on this page of the toolkit. They include non-discrimination requirements, provision of service requirements, other service requirements, the requirement to make reasonable modification of policies and practices, and the requirement for an ADA complaint process.
This section of the ADA Toolkit is organized into the following subsections:
The information presented in this section is based on the U.S. Department of Transportation (U.S. DOT) regulations in 49 CFR Part 37- Transportation Services for Individuals with Disabilities (ADA) and FTA Circular 4710.1 - Americans with Disabilities Act (ADA): Guidance.
As noted on the Welcome page of this toolkit, the toolkit focuses on the requirements for public entities because these are the requirements that apply to Section 5311-funded services even if they are operated by a private entity. A private entity operating service under contract or other arrangement or relationship to a public entity or receiving a grant awarded by a public entity to operate transit services is considered under the U.S. DOT ADA regulations to be “standing in the shoes” of the public entity for those services. Therefore, that private agency is subject to the ADA requirements that apply to public entities for that service [Section 37.23(a)].
In addition to the common requirements that apply to all transit agencies and services, there are also service type-specific requirements that are not included on this page of the toolkit. The ADA requirements that apply to specific types of service are presented in other sections of this toolkit as listed below. Note that these toolkit sections were developed by National RTAP and may not address all U.S. DOT ADA regulations. Readers are advised to review the FTA ADA Circular and U.S. DOT ADA regulations for complete guidance.
Definitions for each of these service types are provided on the page specific to that service type.
Before reviewing the requirements specific to each service type, readers are advised to review this section on the ADA requirements that apply to all service types, as well as Chapter 2 of the FTA ADA Circular.
If the agency has not already done so, it is a good idea to develop a set of service policies so that passengers know exactly what they can expect from the transit system. These policies are applicable to ALL passengers, but must be nondiscriminatory . Well-articulated policies demonstrate that all passengers are being treated equitably. They should be posted on the transit agency’s web site and be made available in accessible formats upon request.
Examples of policies that the U.S. DOT regulations explicitly cite as discriminatory include:
- compelling an individual with a disability to use a separate transportation service than the general public service when they are capable of using the public service,
- imposing special charges, or requiring an individual with a disability to be accompanied by an attendant [49 CFR Section 37.5].
For additional examples and guidance on discriminatory policies and practices, see Chapter 2, Section 2.2 of FTA Circular 4710.1.
The nondiscrimination requirements in 49 CFR Section 37.5 state that an organization may not discriminate against people with disabilities. This is the overarching requirement that needs to be applied throughout transportation system and the entire organization. Clear organizational and operating policies can help a transit agency clarify exactly how it will deliver public transit service in a non-discriminatory manner.
As a condition of eligibility for federal funding (such as Section 5311), 49 CFR Part 27 requires compliance with 49 CFR Parts 37, 38, and 39.
The U.S. DOT ADA regulations under 49 CFR Part 37 specifically address these points:
- You cannot discriminate against a person with a disability in the provision of transportation service [Section 37.5(a)].
- You cannot, on the basis of disability, deny an individual with a disability the opportunity to use the general transportation system if that person is capable of using that service [Section 37.5(b)].
- You cannot require that a person with a disability use priority seating [Section 37.5(c)].
- You cannot impose special charges on individuals with disabilities, including those who use a wheelchair [Section 37.5(d)].
- You cannot require that an individual with a disability be accompanied by an attendant [Section 37.5(e)].
You cannot refuse service to an individual with disabilities because your insurance coverage or rates are based on the absence of individuals with disabilities [Section 37.5(g)].
When reviewing this section of the toolkit, it is important that transit providers understand the what mobility devices fall under the definition of “wheelchair” in the U.S. DOT regulations. As defined in 49 CFR Section 37.3, a wheelchair is “a mobility aid belonging to any class of three- or more-wheeled devices, usable indoors, designed or modified for and used by individuals with mobility impairments, whether operated manually or powered.” Three-wheeled mobility scooters fall under the U.S. DOT definition of wheelchair, and the transit systems must accommodate three-wheeled mobility scooters as wheelchairs. Additional information is found in the Accommodating Riders Using Mobility Devices Serving Riders section of the toolkit.
Public transportation providers must make reasonable modifications in policies, practices, or procedures when the modifications are necessary to avoid discrimination on the basis of disability or to provide program accessibility to their services [Section 37.5(i)] unless:
- Granting the request would fundamentally alter the nature of the entity's services, programs, or activities;
- Granting the request would create a direct threat to the health or safety of others; or
- Without the requested modification, the individual with a disability is able to fully use the entity's services, programs, or activities for their intended purpose [Section 37.169(c)].
The general requirements related to considering requests for reasonable modifications are described later in this section of the toolkit, with service type-specific scenarios discussed in the sections related to specific service types.
Part 37 Subpart G of the U.S. DOT ADA regulations requirements for maintaining the accessibility features of transit vehicles and facilities, lift and securement use, other service requirements, requirements to consider requests for reasonable modification, and training requirements.
- General maintenance of accessibility features: Transit providers must ensure that the accessibility features of their vehicles and facilities are maintained in operative condition so that they are usable by individuals with disabilities [Section 37.161(a)]. They must promptly repair accessibility features if they are damaged or out of order. If an accessibility feature is out of order, they must also take reasonable steps to accommodate individuals with disabilities who would otherwise use the feature [Section 37.161(b)]. Examples of this may include promptly dispatching a substitute accessible vehicle to a fixed route passenger who encounters an inoperative lift. They are also responsible for clearing obstructions that create accessibility barriers in areas directly controlled by the organization. An example of this is removing snow at bus stops over which the transit agency has direct control. For other bus stops and surrounding sidewalks, FTA encourages coordination with other public entities or private property owners [FTA ADA Circular Section 2.3.2, page 2-8].
- Keeping vehicle lifts and ramps in operative condition: Transit providers must create and follow a system of regular and frequent maintenance checks of lifts and ramps to determine whether the equipment is operative. Vehicle drivers must report any failure of a lift/ramp to operate in service as soon as possible. If there is a spare vehicle, the vehicle with the inoperative lift must be taken out of service before the beginning of the vehicle’s next day of service and the lift must be repaired before the vehicle returns to service. If there is not a spare vehicle available, such that taking the vehicle out of service would reduce the transportation service the transportation provider is able to provide, the vehicle with the inoperative lift may be kept in service for no more than five days if the transit agency’s service area has a population of 50,000 or less, and three days where the population exceeds 50,000. In cases where the inoperative lift is operating on a fixed route, and the headway to the next accessible vehicle on the route exceeds 30 minutes, the provider must promptly provide alternative transportation to individuals with disabilities who are unable to use the vehicle because its lift does not work [Section 37.163]. Note that this applies to public entities [Section 37.163(a)], as well as any private entity considered to be “standing in the shoes” of a public entity (including as Section 5311-funded service operated under contract) [Section 37.23(a)]. For ramp-equipped buses the driver will often be directed to deploy the ramp manually, so alternative transportation may not be needed. For additional discussion and suggested practices, see Section 6.2.1 of the FTA ADA Circular.
- Lift and securement use: If the lift and vehicle can accommodate a wheelchair and its occupant, the transit provider is required to transport the individual. The Accommodating Riders Using Mobility Devices section of this toolkit discusses this requirement in more depth. The driver is not required to permit wheelchairs to ride in places other than designated securement locations, but an individual using a wheelchair cannot be denied transportation on the grounds that the device cannot be secured or restrained satisfactorily by the vehicle’s securement system. The driver may recommend, but cannot require, that a user of a wheelchair transfer to a vehicle seat. The driver must assist individuals with disabilities who need or request assistance with the use of securement systems, ramps and lifts. If this requires vehicle drivers to leave their seat, they must do so. Transit providers must permit individuals with disabilities who do not use wheelchairs, including standees, to use a vehicle’s lift or ramp to enter the vehicle [Section 37.165].
Section 37.167 outlines several additional service delivery requirements, some of which apply only to fixed route systems. The fixed route-only requirements are not included here, but instead are found in the Fixed Route Requirements section of the toolkit. The requirements that apply to all operators of public transit systems are summarized in this section. These requirements apply to both public and private entities.
For all public transit services, the following is required:
- Transit providers must permit service animals to accompany individuals with disabilities in vehicles and facilities [Section 37.167(d)]. The U.S. DOT regulatory definition of “service animal” [Section 37.3] is “any guide dog, signal dog, or other animal individually trained to work or perform tasks for an individual with a disability, including, but not limited to, guiding individuals with impaired vision, alerting individuals with impaired hearing to intruders or sounds, providing minimal protection or rescue work, pulling a wheelchair, or fetching dropped items.” Transportation providers must follow the U.S. DOT definition and not the U.S. Department of Justice (DOJ) definition, which is limited to dogs. Section 2.6 of the FTA ADA Circular provides guidance on service animals. Technical assistance information is also found in the Service Animals section of the toolkit.
- Vehicle drivers and other personnel must make use of the accessibility-related equipment or features that are required to be installed in the vehicles by 49 CFR Part 38 [Section 37.167(e)]. These requirements are found in Subpart B of 49 CFR Part 38. Chapter 4 of the FTA ADA Circular provides guidance on these requirements. They are briefly summarized in the Vehicle and Facility Accessibility section of the toolkit.
- Service information must be available in accessible formats to individuals with disabilities [Section 37.167(f)]. This means that printed materials must be available, upon request, in accessible formats such as large print format, braille, or an accessible electronic file or on the agency’s website. Online and other electronic information should be formatted to accommodate screen readers. Refer to Section 2.8 of the FTA ADA Circular for FTA guidance on accessible information. The Rider Information section of this toolkit provides technical assistance information.
- Transit providers cannot refuse to permit a passenger who uses a lift to disembark from a vehicle at any designated stop, unless:
- The lift cannot be deployed
- The lift will be damaged if it is deployed
- Temporary conditions at the stop that are not under the control of the transit operator preclude the safe use of the stop by all passengers [Section 37.167(g)].
- Transit drivers cannot prohibit an individual with a disability from traveling with a respirator or portable oxygen supply provided the devices are properly secured under 49 CFR subtitle B, chapter 1, subchapter C. U.S. DOT Office of Pipeline Safety and Hazardous Materials [Section 37.167(h)].
- Transit providers must ensure that individuals with disabilities have adequate time to complete boarding or disembarking from the vehicle [Section 37.167(i)].
- Drivers must ask individuals sitting in the priority seating area to relocate if an individual needs to use that priority seating because of a disability. Individuals occupying seats in the securement area, including other individuals with disabilities, must be asked to vacate the securement area if an individual using a wheelchair needs to use the securement area [Section 37.167(j)].
While many requirements apply to all agencies providing public transportation service, there are some requirements that are specific to the type of service(s) an organization provides. As noted earlier, service type-specific requirements for different service types are found in other sections of the toolkit by name.
Public transportation providers are required to make reasonable modifications to their policies, practices, and procedures to avoid discrimination and ensure programs and services are accessible to individuals with disabilities. The requirements to make reasonable modifications are found in Sections 37.5(i) and 37.169. Section 37.169 was added to the regulations with the publication of the Reasonable Modification Final Rule, effective July 13, 2015.
As detailed in Section 37.169 of 49 CFR Part 37, public entities must establish a process for accepting and considering requests for reasonable modification to policies and practices. The process must allow for requests to be made and determined in advance whenever feasible. Requests may be identified during the ADA complementary paratransit eligibility process, through customer service inquiries, or through the entity's complaint process. When an advanced request is not feasible, operating personnel (potentially in consultation with management) would be required to make a determination of whether the modification should be provided at the time of the request [Section 37.169(b)]. Requests for modification may be denied only based one or more of these reasons:
- Granting the request would fundamentally alter the nature of the transit agency's services, programs, or activities.
- Granting the request would create a direct threat to the health or safety of others.
- Without the requested modification, the individual with a disability is able to fully use the entity's services, programs, or activities for their intended purpose. [Section 37.169(c)]
In the event a request is denied, the transit agency is required to take other actions to ensure that the individual with a disability receives the services or benefit provided by the agency. [Section 37.169(e)]
Appendix E to Part 37, issued as part of the Reasonable Modification Final Rule, provides 27 examples of requests for modifications, and notes circumstances under which the requested modification would be considered a fundamental alteration of service or create a direct threat to the health or safety of others.
All public and private organizations that operate fixed route or demand responsive systems must ensure that their personnel are trained to proficiency, as appropriate to their duties. They must be able to operate vehicles and equipment safely and properly assist individuals with disabilities using the service in a respectful and courteous way, with appropriate attention to the difference among individuals with disabilities. [Section 37.173] As noted in Section 2.9.1 of the FTA ADA Circular, in addition to driver training, relevant training also includes training maintenance staff, customer service personnel, dispatchers, managers, and supervisors. FTA recommends regular refresher training (including on new vehicles, and encourages transit agencies to collaborate with local disability organizations for assistance with employee training.
Providing respectful and courteous customer service for people with disabilities is discussed in the Passenger Assistance and Customer Service section of this toolkit.
Public transportation providers are required to designate an employee to coordinate ADA compliance and to have procedures in place specifically to address complaints alleging ADA violations. The requirements for a transit agency’s ADA complaint process are found in 49 CFR Part 37, Section 37.17, Designation of responsible employee and adoption of complaint procedures. Transit agencies are required to designate at least one person to coordinate its efforts to comply with 49 CFR Part 37. Many agencies designate this individual as the “ADA Coordinator.” Transit agencies are also required to adopt complaint procedures that incorporate appropriate due process standards and provide for resolution of complaints alleging actions prohibited by 49 CFR Parts 27, 37, 38 and 39.
The transit agency must advertise to the public (such as on the agency’s website) the process for filing a complaint. The ADA complaint procedures must be accessible to and usable by individuals with disabilities (see the Rider Information section of this toolkit for information on making information accessible). When an ADA complaint is received, the transit agency must promptly communicate its response to the complaint allegations, including its reasons for the response, to the complainant, and document the response [Section 37.17]. Under Section 504 of the Rehabilitation Act of 1973, agencies receiving federal funding are required to retain all detailed documentation for one year, and save a summary of all ADA complaints for five years [49 CFR Part 27 Section 27.121]. See Section 12.7 of the FTA ADA Circular for additional guidance on complaint process requirements.
Updated June 2, 2020